Unclaimed
Ronald Nicholas Lembo is a financial professional with experience in the industry. Ronald is currently registered with Vanguard Marketing Corp. as a Series 7TO and Series 63 licensed advisor. Ronald holds the Securities Industry Essentials (SIE) exam. Ronald is licensed in multiple states and is dedicated to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
05/06/2021 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 04/07/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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