Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Milton Lazar is a financial professional with over 50 years of experience in the industry. Ronald has a broad range of experience and is registered with Aegis Capital Corp. in multiple states. Ronald is a Series 7, Series 63, Series 24, Series 3, Series 4, and Series 65 licensed financial professional. Ronald has previously worked with firms like Maxim Group LLC, Investec Ernst & Company, Bluestone Capital Partners, L.P., Fahnestock & Co., Inc., Reich & Co., Inc., Ladenburg, Thalmann & Co., Inc., Steinberg & Lyman, Buckingham Securities, Ltd., Swartwood, Hesse Inc., Tucker, Anthony & R. L. Day, Inc., Bache Halsey Stuart Shields Incorporated, Shields Model Roland Incorporated, and Shields & Company Incorporated. Ronald specializes in providing portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
10/19/2012 - Present
Aegis Capital Corp. (NEW YORK NY)
NY
10/23/2002 - 11/14/2012
MAXIM GROUP LLC (NEW YORK NY)
NY
04/18/2000 - 10/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
02/14/1997 - 04/24/2000
BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)
NY
01/01/1995 - 02/06/1997
FAHNESTOCK & CO., INC. (NEW YORK NY)
NA
08/30/1994 - 01/01/1995
REICH & CO., INC.
NY
11/23/1987 - 09/19/1994
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NA
09/04/1985 - 12/14/1987
STEINBERG & LYMAN
NA
04/23/1984 - 06/12/1987
BUCKINGHAM SECURITIES, LTD.
NA
01/21/1985 - 09/04/1985
SWARTWOOD, HESSE INC.
NA
10/12/1978 - 03/13/1984
TUCKER, ANTHONY & R. L. DAY, INC.
NA
09/16/1977 - 12/03/1978
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
09/20/1974 - 09/16/1977
SHIELDS MODEL ROLAND INCORPORATED
NA
08/14/1967 - 09/20/1974
SHIELDS & COMPANY INCORPORATED
IA
Issued 02/22/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/27/1977
Series 12 - NYSE Branch Manager Examination
BC
Issued 09/13/1977
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1982
Series 3 - National Commodity Futures Examination
BC
Issued 09/13/1977
PC - AMEX Put and Call Exam
BC
Issued 08/11/1967
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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