Unclaimed
Ronald Teller is a financial advisor at LPL Financial LLC, a firm with over 20,000 licensed agents and $463 billion in regulatory assets under management. Ronald has been a registered representative for over 25 years and has held positions with a number of financial institutions, including National Planning Corporation and M&T Securities. Ronald has passed a variety of securities exams and is currently licensed in Maryland and Florida. Ronald's background in financial services makes him well-suited to provide a range of advisory services including financial planning, portfolio management for individuals and businesses, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
11/29/2017 - Present
LPL Financial LLC (BALTIMORE MD)
MD
10/02/2006 - 11/29/2017
NATIONAL PLANNING CORPORATION (BALTIMORE MD)
MD
04/25/2005 - 09/26/2006
M&T SECURITIES, INC. (BALTIMORE MD)
NC
07/01/2003 - 04/25/2005
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
CA
12/17/1997 - 07/01/2003
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
CA
05/06/1994 - 04/22/1996
SECURITY FIRST FINANCIAL, INC. (NEWPORT BEACH CA)
NJ
12/15/1993 - 01/18/1994
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 09/29/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/05/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/12/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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