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Ronald Michael Quigley

Mischler Financial Group, Inc.

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About Ronald Michael Quigley

Ronald Michael Quigley is a financial professional with over 16 years of experience in the securities industry. Ronald has been associated with Mischler Financial Group, Inc. since 2011. Prior to that, Ronald worked at Aladdin Capital LLC, Chatsworth Securities, LLC, Utendahl Capital Group, LLC, Utendahl Capital Partners, L.P., Castleoak Securities, LP, Kovack Securities Inc., Praxis Capital Inc., and BNP Paribas Securities Corp. Ronald holds the Series 7, Series 63, Series 79TO and SIE licenses. Ronald is currently registered in 18 states and the District of Columbia.

Firm Information

Ronald Quigley is currently registered with Mischler Financial Group, Inc.. Mischler Financial Group, Inc. is a corporation formed in November 1994. It is registered with the SEC and in 48 states, providing financial services nationwide.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronald Quigley’s Registration & Firm History

CT

12/08/2011 - Present

Mischler Financial Group, Inc. (STAMFORD CT)

CT

06/25/2009 - 08/03/2011

ALADDIN CAPITAL LLC (STAMFORD CT)

CT

10/21/2008 - 06/17/2009

CHATSWORTH SECURITIES, LLC (GREENWICH CT)

NY

03/19/2007 - 04/10/2008

UTENDAHL CAPITAL GROUP, LLC (NEW YORK NY)

NY

03/19/2007 - 04/10/2008

UTENDAHL CAPITAL PARTNERS, L.P. (NEW YORK NY)

NY

07/05/2006 - 03/15/2007

CASTLEOAK SECURITIES, LP (NEW YORK NY)

FL

06/08/2004 - 11/23/2004

KOVACK SECURITIES INC. (FT. LAUDERDALE FL)

NY

04/15/2002 - 07/12/2002

PRAXIS CAPITAL INC. (NEW YORK NY)

NY

05/01/2001 - 07/30/2001

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/16/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronald Michael Quigley.
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