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Ronald Michael Butler

Northwestern Mutual Investment Services, LLC

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About Ronald Michael Butler

Ronald Butler is a financial advisor with Northwestern Mutual Investment Services, LLC. Ronald is located in Bozeman, Montana. Ronald has been a registered investment advisor since 2004, and has been in the securities industry since 2003. Ronald has passed the Series 6, Series 7, Series 9, Series 10, Series 63, and Series 66 exams. Ronald is registered to provide investment advice in 51 states and the District of Columbia. Ronald has also been active with the Rising Sun Estates Condo Association since 2012 as the Association Treasurer.

Firm Information

Ronald Butler is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Ronald Butler’s Registration & Firm History

MT

10/16/2007 - Present

Northwestern Mutual Investment Services, LLC (BOZEMAN MT)

WI

04/27/2004 - 10/12/2004

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

NC

05/13/1994 - 05/11/1995

WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)

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Licenses & Designations

BOTH

Issued 12/18/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/06/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/24/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/21/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/18/2006

Series 7 - General Securities Representative Examination

BC

Issued 04/26/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronald Michael Butler.
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