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Ronald Michael Banaszek

Blaylock VAN, LLC

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About Ronald Michael Banaszek

Ronald Banaszek is a financial advisor with Blaylock Van, LLC located in New York, NY. Ronald has been in the financial industry since 1993 and has a wide range of experience. Ronald is registered with FINRA and has passed the Series 7, Series 24, Series 52, Series 53, and Series 63 exams. Ronald is also registered with the state of New York.

Firm Information

Ronald Banaszek is currently registered with Blaylock VAN, LLC. Blaylock VAN, LLC is a Limited Liability Company formed on March 26, 2007. It is registered with the SEC and in 32 states.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronald Banaszek’s Registration & Firm History

NY

10/12/2021 - Present

Blaylock VAN, LLC (NEW YORK NY)

NY

03/16/2010 - 08/20/2021

SAMUEL A RAMIREZ & CO., INC. (NEW YORK NY)

NJ

10/01/2008 - 03/19/2010

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

01/16/2006 - 10/21/2008

UBS SECURITIES LLC (NEW YORK NY)

NJ

02/16/2005 - 01/16/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

CT

01/08/1997 - 07/21/1999

ADVEST, INC. (HARTFORD CT)

MN

07/14/1995 - 02/05/1996

PIPER JAFFRAY INC. (MINNEAPOLIS MN)

WA

10/15/1992 - 08/23/1995

SMITH MITCHELL INVESTMENT GROUP INC. (SEATTLE WA)

NY

03/24/1987 - 08/31/1992

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/09/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/16/2008

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/26/1992

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ronald Michael Banaszek. Review regulatory record here.
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