Unclaimed
Ronald Matthew Henry is a financial advisor who has been in the industry since June 30, 1996. Ronald is currently registered with Fidelity Distributors Co. LLC and has been with the firm since November 17, 2011. Prior to that, Ronald worked with Fidelity Brokerage Services LLC from January 1, 2008 to January 3, 2012, and Fidelity Investments Institutional Services Company, Inc. from July 1, 1996 to January 1, 2008. Ronald holds Series 6, 7, 26, and 63 licenses. Ronald is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
11/17/2011 - Present
Fidelity Distributors Co. LLC (WESTLAKE TX)
TX
01/01/2008 - 01/03/2012
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
07/01/1996 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
BC
Issued 06/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2008
Series 7 - General Securities Representative Examination
BC
Issued 06/28/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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