Unclaimed
Ronald Kline is a financial advisor with Cambridge Investment Research Advisors, Inc. Ronald has been in the financial industry since December 2, 1980. Ronald is registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative. Ronald is also registered with the following states: Arizona, Arkansas, California, Colorado, Florida, Illinois, Indiana, Kansas, Maryland, Michigan, Missouri, New Mexico, New York, North Carolina, Ohio, Oregon, South Carolina, South Dakota, Tennessee, Texas, Utah, and Wisconsin. Ronald's current employment with Cambridge Investment Research Advisors, Inc. began in February 2016. Prior to joining Cambridge Investment Research Advisors, Inc., Ronald worked for Parkland Securities, LLC, First Allied Securities, Inc., FFP Securities, Inc., Securities America, Inc., Royal Alliance Associates, Inc., Integrated Resources Equity Corporation, All American Management Corporation, and Equable Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MO
02/17/2016 - Present
Cambridge Investment Research Advisors, Inc. (Kirkwood MO)
MO
07/20/2010 - 01/14/2016
PARKLAND SECURITIES, LLC (SAINT LOUIS MO)
AZ
05/30/2008 - 07/21/2010
FIRST ALLIED SECURITIES, INC. (PRESCOTT AZ)
WI
05/03/1991 - 05/30/2008
FFP SECURITIES, INC. (MILWAUKEE WI)
NE
02/26/1990 - 05/09/1991
SECURITIES AMERICA, INC. (LAVISTA NE)
AZ
11/19/1989 - 03/01/1990
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
11/20/1985 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
03/01/1985 - 11/23/1985
ALL AMERICAN MANAGEMENT CORPORATION
NA
12/03/1980 - 03/08/1985
EQUABLE SECURITIES CORPORATION
BOTH
Issued 02/16/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/29/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
BC
Issued 06/01/1981
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/01/1980
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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