Unclaimed
Ronald Kaplan is a financial professional with over 10 years of experience in the industry. Ronald is currently registered with Apw Capital, Inc. in New Jersey and is licensed in several states including California, Connecticut, Florida, New York, Pennsylvania, and Virginia. Ronald holds the Series 6 and Series 63 licenses. Ronald's background includes a strong focus on investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/03/2013 - Present
APW Capital, Inc. (ROCKAWAY NJ)
BC
Issued 03/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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