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Ronald M Kaplan

APW Capital, Inc.

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About Ronald M Kaplan

Ronald Kaplan is a financial professional with over 10 years of experience in the industry. Ronald is currently registered with Apw Capital, Inc. in New Jersey and is licensed in several states including California, Connecticut, Florida, New York, Pennsylvania, and Virginia. Ronald holds the Series 6 and Series 63 licenses. Ronald's background includes a strong focus on investment company products and variable contracts.

Firm Information

Ronald Kaplan is currently registered with APW Capital, Inc.. APW Capital, Inc. is a corporation formed in July 1997 and registered in all 50 U.S. states and the District of Columbia. It is SEC-registered and has been involved in two regulatory events and one arbitration matter.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronald Kaplan’s Registration & Firm History

NJ

01/03/2013 - Present

APW Capital, Inc. (ROCKAWAY NJ)

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Licenses & Designations

BC

Issued 03/06/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronald M Kaplan.
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