Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Lynn Roark has been in the financial services industry since April 28, 1987. Ronald Lynn Roark is currently registered with LPL Financial LLC in Kentucky and Texas and has been with the firm since December 1995. Ronald Lynn Roark has a long history of experience with other firms including J.J.B. HILLIARD, W.L. LYONS, INC. and AMERICAN EXPRESS FINANCIAL ADVISORS INC.. Ronald Lynn Roark is a licensed securities professional and holds the following licenses: Series 63, Series 24, SIE and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
11/06/2020 - Present
LPL Financial LLC (OWENSBORO KY)
KY
07/01/1994 - 12/01/1995
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
MN
04/29/1987 - 07/12/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BC
Issued 06/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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