Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Velez is a financial professional with over 25 years of experience in the financial services industry. Ronald currently holds the Series 6, 7, 63, and 66 licenses. Ronald is a registered representative of Vanguard Advisers, Inc. and is also a Registered Investment Advisor. Ronald has a strong background in financial planning, portfolio management, and investment advisory services. He is committed to providing personalized advice and strategies to help his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
07/08/2021 - Present
Vanguard Advisers, Inc. (Malvern PA)
PA
05/29/2020 - 07/08/2021
PFS INVESTMENTS INC. (READING PA)
PA
09/24/2018 - 12/31/2018
CETERA INVESTMENT SERVICES LLC (LANCASTER PA)
PA
09/25/2017 - 07/05/2018
THRIVENT INVESTMENT MANAGEMENT INC. (Wernersville PA)
RI
01/08/2004 - 09/02/2005
CCO INVESTMENT SERVICES CORP. (JOHNSTON RI)
MD
05/01/2003 - 10/08/2003
M&T SECURITIES, INC. (BALTIMORE MD)
MD
01/17/1997 - 05/01/2003
ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)
NJ
06/05/1996 - 11/20/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 10/11/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2017
Series 7 - General Securities Representative Examination
BC
Issued 04/29/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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