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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Louis Rourk is a financial advisor with over 38 years of experience in the industry. Ronald is a Certified Financial Planner® and a Registered Representative with Morgan Stanley. Ronald has been with Morgan Stanley since 2009. Previously, Ronald was employed at CITIGROUP GLOBAL MARKETS INC., PRUDENTIAL SECURITIES INCORPORATED, F.N. WOLF & CO., INC., SHERWOOD CAPITAL, INC., and FIRST JERSEY SECURITIES, INC. Ronald holds Series 7, 10, 24, 63 and 65 licenses. Ronald is registered in 38 states, including Florida, New York, Texas, and several others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
03/03/2014 - Present
Morgan Stanley (Palm Beach Gardens FL)
NY
06/16/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MANHASSET NY)
NY
10/09/1990 - 06/16/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
05/17/1988 - 09/21/1990
F.N. WOLF & CO., INC.
NA
02/02/1987 - 05/20/1988
SHERWOOD CAPITAL, INC.
NA
06/20/1984 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 11/03/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/06/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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