Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald La Serra is a financial advisor who has been in the industry since 2008. Ronald has a wide range of experience, having worked at several firms including Equity Services, Inc., RNR Securities, LLC, Signator Investors, Inc., MML Investors Services, LLC, Lincoln Financial Advisors Corporation, and MetLife Securities Inc. Ronald currently is registered with LPL Financial LLC and has passed the Series 6, 7, 24, 27, 63, 99TO, and SIE exams. Ronald is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
03/21/2024 - Present
LPL Financial LLC (WILLISTON PARK NY)
NY
03/16/2020 - 03/08/2024
EQUITY SERVICES, INC. (HAUPPAUGE NY)
NY
02/14/2013 - 03/22/2020
RNR SECURITIES, L.L.C. (EAST MEADOW NY)
NY
09/19/2011 - 10/17/2012
SIGNATOR INVESTORS, INC. (WESTBURY NY)
NY
09/22/2009 - 02/09/2011
MML INVESTORS SERVICES, LLC (SYOSSET NY)
NY
11/05/2008 - 05/11/2009
LINCOLN FINANCIAL ADVISORS CORPORATION (SYOSSET NY)
NY
07/05/2007 - 11/19/2008
METLIFE SECURITIES INC. (HAUPPAUGE NY)
BC
Issued 08/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2017
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/28/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2014
Series 7 - General Securities Representative Examination
BC
Issued 07/03/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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