Unclaimed
Ronald Ganser is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Ronald has been in the industry since 1988 and has a strong track record of success. Ronald has a wide range of experience and expertise and is committed to providing his clients with personalized financial advice. Ronald is registered in 53 states and the District of Columbia, and holds the following licenses: Series 7, Series 63, Series 66 and SIE. Ronald is also a registered Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
05/05/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NASHVILLE TN)
TN
08/29/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FRANKLIN TN)
CA
06/03/2004 - 09/05/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
NJ
07/13/1986 - 11/13/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
12/18/1984 - 07/23/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 06/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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