Unclaimed
Ronald Fritze is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Ronald has over 38 years of experience in the financial services industry. He is registered with the state of Alabama and has offices in Mountain Brook. Ronald's previous employers include UBS Financial Services Inc. and J.C. Bradford & Co. Ronald is also a registered investment advisor in Alabama and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
08/11/2016 - Present
Wells Fargo Advisors Financial Network, LLC (MOUNTAIN BRK AL)
AL
08/14/2000 - 04/17/2009
UBS FINANCIAL SERVICES INC. (BIRMINGHAM AL)
NY
07/20/1983 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 05/25/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/30/1995
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/30/1995
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/1989
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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