Unclaimed
Ronald Whittingham is a financial advisor with Cetera Investment Advisers LLC. Ronald has been working in the financial services industry since June 11, 2000 and has a wide range of experience. Ronald has been registered with Cetera Investment Advisers LLC since March 2024. Ronald holds both Series 7 and Series 63 licenses and Series 24 designation. Cetera Investment Advisers LLC is a Registered Investment Advisor (RIA) and offers a wide range of financial services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
03/21/2024 - Present
Cetera Investment Advisers LLC (ORLAND PARK IL)
IL
04/28/2016 - 03/07/2019
LPL FINANCIAL LLC (ORLAND PARK IL)
IL
09/14/2012 - 05/02/2016
FSC SECURITIES CORPORATION (ORLAND PARK IL)
IL
12/12/2001 - 10/05/2012
LPL FINANCIAL LLC (TINLEY PARK IL)
IL
05/31/2000 - 11/30/2001
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
IA
Issued 8/11/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/24/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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