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Ronald Leonard Whittingham

Cetera Investment Advisers LLC

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About Ronald Leonard Whittingham

Ronald Whittingham is a financial advisor with Cetera Investment Advisers LLC. Ronald has been working in the financial services industry since June 11, 2000 and has a wide range of experience. Ronald has been registered with Cetera Investment Advisers LLC since March 2024. Ronald holds both Series 7 and Series 63 licenses and Series 24 designation. Cetera Investment Advisers LLC is a Registered Investment Advisor (RIA) and offers a wide range of financial services to individuals and families.

Firm Information

Ronald Whittingham is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

15321 S 94TH AVE STE 100

ORLAND PARK, IL 60462

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ronald Whittingham’s Registration & Firm History

IL

03/21/2024 - Present

Cetera Investment Advisers LLC (ORLAND PARK IL)

IL

04/28/2016 - 03/07/2019

LPL FINANCIAL LLC (ORLAND PARK IL)

IL

09/14/2012 - 05/02/2016

FSC SECURITIES CORPORATION (ORLAND PARK IL)

IL

12/12/2001 - 10/05/2012

LPL FINANCIAL LLC (TINLEY PARK IL)

IL

05/31/2000 - 11/30/2001

LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)

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Licenses & Designations

IA

Issued 8/11/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 6/26/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 7/24/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/30/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Ronald Leonard Whittingham. Review regulatory record here.
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