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Ronald Leo Durham

Park Avenue Securities LLC

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About Ronald Leo Durham

Ronald Durham is a financial professional with over 20 years of experience in the financial services industry. Ronald has a broad range of experience working with various clients, including individuals, high-net-worth individuals, corporations, and charitable organizations. Currently, Ronald is registered with Park Avenue Securities LLC as an investment advisor representative. Prior to joining Park Avenue Securities, Ronald worked with several firms, including Lincoln Financial Securities Corporation, Ameritas Investment Corp., SunTrust Investment Services, Inc., UVEST Financial Services Group, Inc., BANC One Securities Corporation, Robert W. Baird & Co. Incorporated, and Northwestern Mutual Investment Services, LLC. Ronald has passed several securities exams, including the Series 6, Series 63, Series 65, and Series 6TO. Ronald is committed to providing his clients with personalized financial advice and services tailored to meet their specific needs.

Firm Information

Ronald Durham is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ronald Durham’s Registration & Firm History

KY

05/31/2024 - Present

Park Avenue Securities LLC (Lexington KY)

KY

05/30/2008 - 02/25/2009

LINCOLN FINANCIAL SECURITIES CORPORATION (LOUISVILLE KY)

KY

07/20/2007 - 12/21/2007

AMERITAS INVESTMENT CORP. (FRANKFORT KY)

FL

04/05/2006 - 11/17/2006

SUNTRUST INVESTMENT SERVICES, INC. (FORT LAUDERDALE FL)

KY

10/26/2005 - 03/29/2006

UVEST FINANCIAL SERVICES GROUP, INC. (GEORGETOWN KY)

IL

10/06/2000 - 06/28/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

WI

02/16/1999 - 10/11/2000

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

WI

12/14/1992 - 10/11/2000

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 05/28/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/05/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/22/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/15/2019

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronald Leo Durham.
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