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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Lee Smith has been in the financial services industry since March 29, 1980. Ronald is currently registered with Osaic Wealth, Inc. as an investment advisor representative in Kansas and Texas. Ronald's previous experience includes roles with Securities America, Inc., Neidiger, Tucker, Bruner, Inc., Chapman Securities, Inc., Prospera Financial Services, Inc., Principal Financial Securities, INC, Fahnestock & Co., Inc., B.C. Christopher Securities Co., Integrated Resources Equity Corporation, Shearson Lehman Brothers Inc., Paine, Webber, Jackson & Curtis Inc., First Mid-America Inc., and A. G. Edwards & Sons, Inc.. Ronald has a broad range of experience in the financial services industry, including providing financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
06/20/2024 - Present
Osaic Wealth, Inc. (WICHITA KS)
KS
07/17/2006 - 06/14/2024
SECURITIES AMERICA, INC. (WICHITA KS)
KS
08/11/2004 - 07/18/2006
NEIDIGER, TUCKER, BRUNER, INC. (WICHITA KS)
KS
11/02/2000 - 08/11/2004
CHAPMAN SECURITIES, INC. (WICHITA KS)
TX
04/18/1997 - 11/02/2000
PROSPERA FINANCIAL SERVICES, INC. (DALLAS TX)
TX
09/21/1992 - 05/02/1997
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NY
03/23/1990 - 09/10/1992
FAHNESTOCK & CO., INC. (NEW YORK NY)
MO
03/03/1988 - 03/23/1990
B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)
NA
02/14/1986 - 03/10/1988
INTEGRATED RESOURCES EQUITY CORPORATION
NA
06/20/1984 - 03/04/1986
SHEARSON LEHMAN BROTHERS INC.
NA
02/04/1983 - 07/10/1984
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
02/23/1983 - 12/19/1983
FIRST MID-AMERICA INC.
NA
03/20/1980 - 02/08/1983
A. G. EDWARDS & SONS, INC.
IA
Issued 11/17/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/15/2004
Series 4 - Registered Options Principal Examination
BC
Issued 10/24/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/10/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1992
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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