Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Lee Shaw has been an active financial advisor for over 30 years. Ronald is registered as an investment advisor representative in 30 states and works with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Ronald specializes in investment management, financial planning, and pension consulting. Ronald's current firm is Janney Montgomery Scott LLC, and before that, Ronald worked at Wells Fargo Clearing Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
MA
08/04/2022 - Present
Janney Montgomery Scott LLC (BOSTON MA)
MA
12/02/2019 - 08/17/2022
WELLS FARGO CLEARING SERVICES, LLC (BOSTON MA)
MA
10/23/2009 - 11/20/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WELLESLEY HILLS MA)
MA
04/22/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BURLINGTON MA)
MA
05/05/2000 - 01/18/2007
CITIGROUP GLOBAL MARKETS INC. (DANVERS MA)
NJ
05/20/1998 - 01/21/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/26/1995 - 02/06/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
03/08/1990 - 04/17/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/22/1989 - 01/06/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
02/14/1989 - 03/02/1989
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 12/29/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/09/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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