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Ronald Lee Marshall

Dempsey Lord Smith, LLC

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About Ronald Lee Marshall

Ronald Lee Marshall is a financial professional with over 20 years of experience in the industry. Ronald is currently registered with Dempsey Lord Smith, LLC and is licensed to provide financial advice in Georgia, North Carolina, South Carolina and Tennessee. Ronald specializes in financial planning, portfolio management and investment advice for individuals and businesses. Ronald also offers services for pension consulting and selection of other advisers.

Firm Information

Ronald Marshall is currently registered with Dempsey Lord Smith, LLC. Dempsey Lord Smith, LLC is a Limited Liability Company formed in Georgia in 2006. The firm provides financial planning and portfolio management services to individuals, families, and pension and profit-sharing plans. They are registered with the SEC and in all 50 states, plus Puerto Rico and the Virgin Islands. The firm's regulatory assets under management total over $585 million across 3,106 accounts. Dempsey Lord Smith, LLC also participates in wrap fee programs.
Dempsey Lord Smith, LLC

901 N BROAD STREET

ROME, GA 30161

$585.61M

Assets Under Management

1,675

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ronald Marshall’s Registration & Firm History

GA

09/14/2017 - Present

Dempsey Lord Smith, LLC (CALHOUN GA)

NC

02/09/2007 - 08/10/2017

SOUTHEAST INVESTMENTS, N.C., INC. (CHARLOTTE NC)

SC

01/11/2006 - 02/15/2007

ALLSTATE FINANCIAL SERVICES, LLC (LEXINGTON SC)

IA

01/28/2003 - 12/31/2005

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

IA

07/17/1997 - 12/05/2002

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

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Licenses & Designations

BC

Issued 08/12/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Ronald Lee Marshall. Review regulatory record here.
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