Unclaimed
Ronald Johnson has been in the financial industry since 1997. Currently, Ronald is a Registered Representative with Osaic Advisory Services, LLC, working from their Englewood, CO office. Ronald has held previous positions with various firms, including Triad Advisors LLC, Parkland Securities, LLC, Woodbury Financial Services, Inc. and Washington Square Securities, Inc. Ronald holds the Series 6, Series 63, and Series 65 licenses. Ronald also passed the SIE Exam. Ronald is an experienced financial professional with a proven track record of success. Ronald provides financial advice to individuals, businesses, and charitable organizations. Ronald specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services. Ronald has a strong commitment to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
11/10/2023 - Present
Osaic Advisory Services, LLC (Englewood CO)
CO
11/10/2023 - 08/23/2024
TRIAD ADVISORS LLC (Englewood CO)
CO
10/28/2020 - 11/10/2023
PARKLAND SECURITIES, LLC (ENGLEWOOD CO)
CO
11/16/2009 - 06/06/2019
PARKLAND SECURITIES, LLC (ENGLEWOOD CO)
CO
01/17/2002 - 11/17/2009
WOODBURY FINANCIAL SERVICES, INC. (DENVER CO)
CT
04/07/2000 - 02/13/2002
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
DE
01/27/1999 - 04/14/2000
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MN
05/14/1996 - 01/29/1999
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
IA
Issued 09/29/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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