Unclaimed
Ronald Harris is an experienced financial professional, currently affiliated with The Huntington Investment Co. Ronald has a proven track record of success in the industry, spanning over two decades. His expertise is reflected in the range of licenses and certifications he holds, including Series 6, 7, 63, 65 and SIE exams. Prior to joining The Huntington Investment Co., Ronald was associated with several notable firms, including Harris Investor Services, Inc., Fifth Third Securities, Inc., CitiCorp Investment Services, Dean Witter Reynolds Inc., and Prudential Securities Incorporated. Ronald is committed to providing clients with personalized financial guidance and tailored investment strategies. He specializes in portfolio management for individuals and businesses. His commitment to understanding client needs and exceeding their expectations is central to his approach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IL
06/28/2022 - Present
THE Huntington Investment Co. (Bloomingdale IL)
IL
05/25/2011 - 08/31/2011
HARRIS INVESTOR SERVICES, INC. (CHICAGO IL)
IL
06/03/2009 - 06/02/2010
FIFTH THIRD SECURITIES, INC. (LAKE ZURICH IL)
IL
04/08/2004 - 05/09/2008
FIFTH THIRD SECURITIES, INC. (PALATINE IL)
NY
07/29/1999 - 02/04/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
06/11/1998 - 05/26/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
11/20/1996 - 06/09/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 08/19/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/01/2022
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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