Unclaimed
Ronald Harrington has been in the financial services industry since 1981. Currently, Ronald works as a registered representative for Cetera Investment Advisers LLC. Ronald has a strong background in financial services, with experience in insurance, investments, and financial planning. Ronald Harrington works with individuals, corporations, and other institutions to help them meet their financial goals.
CARMEL, IN
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
06/29/2023 - Present
Cetera Investment Advisers LLC (CARMEL IN)
PA
01/12/2001 - 10/24/2005
BLUE VASE SECURITIES, LLC (WASHINGTON PA)
IN
08/29/1996 - 01/16/2001
SPECTRUM INVESTMENT SERVICES, INC. (MISHAWAKA IN)
OH
01/10/1994 - 08/27/1996
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
IA
04/07/1992 - 01/11/1994
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
FL
07/20/1990 - 11/25/1991
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
09/30/1989 - 12/07/1990
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
10/21/1987 - 03/09/1988
AUL EQUITY SALES CORP.
NA
10/21/1987 - 03/02/1988
AMERICAN UNITED LIFE INSURANCE COMPANY
NA
04/16/1971 - 11/27/1979
NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
BC
Issued 9/12/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 4/13/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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