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Ronald Lee Harrington

Cetera Investment Advisers LLC

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About Ronald Lee Harrington

Ronald Harrington has been in the financial services industry since 1981. Currently, Ronald works as a registered representative for Cetera Investment Advisers LLC. Ronald has a strong background in financial services, with experience in insurance, investments, and financial planning. Ronald Harrington works with individuals, corporations, and other institutions to help them meet their financial goals.

Firm Information

Ronald Harrington is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ronald Harrington’s Registration & Firm History

IN

06/29/2023 - Present

Cetera Investment Advisers LLC (CARMEL IN)

PA

01/12/2001 - 10/24/2005

BLUE VASE SECURITIES, LLC (WASHINGTON PA)

IN

08/29/1996 - 01/16/2001

SPECTRUM INVESTMENT SERVICES, INC. (MISHAWAKA IN)

OH

01/10/1994 - 08/27/1996

CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)

IA

04/07/1992 - 01/11/1994

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

FL

07/20/1990 - 11/25/1991

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

NY

09/30/1989 - 12/07/1990

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

NA

10/21/1987 - 03/09/1988

AUL EQUITY SALES CORP.

NA

10/21/1987 - 03/02/1988

AMERICAN UNITED LIFE INSURANCE COMPANY

NA

04/16/1971 - 11/27/1979

NEW YORK LIFE VARIABLE CONTRACTS CORPORATION

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Licenses & Designations

BC

Issued 9/12/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1987

Series 7 - General Securities Representative Examination

BC

Issued 4/13/1971

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronald Lee Harrington.
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