Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Gershon is a financial professional with over 30 years of experience in the securities industry. Ronald is currently registered with Hilltop Securities Inc. and is licensed to offer investment advisory services in several states. Ronald has held previous positions with Oppenheimer & Co. Inc., CIBC World Markets Corp., and UBOC Investment Services, Inc. He specializes in various financial planning services and offers personalized solutions for individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CA
06/22/2023 - Present
Hilltop Securities Inc. (Sherman Oaks CA)
UT
01/03/2003 - 07/22/2022
OPPENHEIMER & CO. INC. (PARK CITY UT)
NY
06/23/2000 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
CA
04/28/1995 - 06/23/2000
UBOC INVESTMENT SERVICES, INC. (GLENDALE CA)
NY
06/22/1992 - 02/06/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 10/24/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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