Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Bazata is a financial advisor with over 40 years of experience. Ronald has worked with Cetera Investment Advisers LLC since June 2023, after previously serving as a financial advisor with Cetera Advisor Networks LLC. Prior to that, Ronald was an insurance agent with Occidental Life and a representative of E. F. HUTTON & COMPANY INC and TRANSAMERICA FUND SALES, INC. Ronald has obtained licenses to sell securities and conduct investment advisory services in several states, including Arizona, Colorado, Iowa, Michigan, Nebraska, and Oklahoma. Ronald has also earned a Certified Financial Planner designation. Ronald provides financial planning, pension consulting, and portfolio management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NE
06/29/2023 - Present
Cetera Investment Advisers LLC (KEARNEY NE)
NA
09/29/1981 - 08/08/1987
E. F. HUTTON & COMPANY INC
NA
09/03/1981 - 07/28/1982
TRANSAMERICA FUND SALES, INC.
BC
Issued 3/5/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/17/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/19/1983
Series 7 - General Securities Representative Examination
BC
Issued 11/6/1981
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 8/31/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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