Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Lecoste Chapman is a financial advisor with over 30 years of experience in the industry. Ronald is currently registered with First Citizens Investor Services, Inc. and has previously been registered with firms such as Wells Fargo Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Wachovia Securities, Inc. Ronald holds several licenses and certifications, including Series 6, 7, 26, 63, and 65. Ronald specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
05/15/2017 - Present
First Citizens Investor Services, Inc. (Florence SC)
SC
10/18/2012 - 01/04/2016
FIRST CITIZENS SECURITIES CORPORATION (FLORENCE SC)
SC
06/15/2002 - 10/16/2012
WELLS FARGO ADVISORS, LLC (HARTSVILLE SC)
SC
01/30/2009 - 02/03/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MYRTLE BEACH SC)
NC
02/14/2000 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
04/03/1996 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
GA
01/23/1992 - 03/21/1996
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 09/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/21/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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