Unclaimed
Ronald Lawrence Rigsby is a financial advisor with over 30 years of experience in the financial services industry. Ronald currently works at U.S. Bancorp Advisors, LLC, where he provides financial advice to individuals, families, and businesses. Ronald is a licensed broker and investment advisor representative. He holds the Series 7, 24, and 63 licenses. Ronald also holds the SIE license, which is required for all individuals who sell securities. Ronald has been with U.S. Bancorp Advisors, LLC since 2010. Prior to that, he worked at WAMU Investments, Inc., Wells Fargo Investments, LLC, and Great Western Financial Securities Corporation. Ronald has a strong track record of providing financial advice to clients. He is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
05/13/2010 - Present
U.s. Bancorp Advisors, LLC (CERRITOS CA)
CA
05/02/2009 - 05/05/2010
CHASE INVESTMENT SERVICES CORP. (NORTHRIDGE CA)
CA
10/19/2007 - 05/02/2009
WAMU INVESTMENTS, INC. (NORTHRIDGE CA)
CA
05/14/2004 - 10/17/2007
WELLS FARGO INVESTMENTS, LLC (TORRANCE CA)
CA
01/28/1998 - 05/18/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
04/04/1992 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
OR
02/14/1992 - 03/27/1992
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
CA
05/14/1990 - 02/11/1992
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
06/05/1986 - 05/09/1990
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
04/23/1986 - 02/10/1987
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION
BC
Issued 12/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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