Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Lance Baker is an investment advisor representative with Raymond James Financial Services Advisors, Inc. Ronald has been in the industry since March 31, 1996, and is registered with the state of Oklahoma and Texas. Ronald previously worked with STIFEL, NICOLAUS & COMPANY, INCORPORATED, WACHOVIA SECURITIES, LLC and A. G. EDWARDS & SONS, INC.. Ronald holds a Series 63 license and is registered with the state of Oklahoma. Ronald also holds a Series 65 license and is registered with the state of Oklahoma. Ronald holds Series 3, Series 7, Series 9, Series 10, and SIE licenses. Ronald specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Ronald is also the owner of Baker Wealth Strategies, LLC, LB-Squared, LLC, RL Baker Properties, LLC, and RL Baker Ventures, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OK
03/04/2015 - Present
Raymond James Financial Services Advisors, Inc. (Edmond OK)
OK
10/20/2008 - 02/04/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (OKLAHOMA CITY OK)
OK
01/01/2008 - 10/27/2008
WACHOVIA SECURITIES, LLC (OKLAHOMA CITY OK)
OK
04/01/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (OKLAHOMA CITY OK)
IA
Issued 11/4/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/4/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 8/28/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/27/2006
Series 3 - National Commodity Futures Examination
BC
Issued 3/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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