Unclaimed
Ronald Dickey is an active investment advisor representative registered with Cetera Investment Advisers LLC. Ronald has been in the securities industry since 1987. Ronald has passed the Series 7, Series 63, Series 66 and SIE exams. Ronald also has been registered with First Allied Securities, Inc. and FFP Securities, Inc. in the past. Ronald currently holds licenses in Illinois, Missouri, and 12 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
11/12/2020 - Present
Cetera Investment Advisers LLC (ST. LOUIS MO)
IL
05/30/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (FAIRVIEW HGHTS IL)
MO
07/13/1987 - 05/30/2008
FFP SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 02/12/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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