Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Kenneth Smith is a financial advisor with over 35 years of experience in the financial services industry. Ronald has been registered with LPL Financial LLC since July 2021. Prior to that, Ronald was registered with Waddell & Reed, Inc. from 1999 to 2021. Ronald has a broad range of experience in the financial services industry, including experience with financial planning, portfolio management, and investment advisory services. Ronald holds Series 7, Series 63, and Series 65 licenses. Ronald has a deep understanding of the financial markets and is committed to providing his clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
07/21/2021 - Present
LPL Financial LLC (LANGHORNE PA)
PA
12/08/1999 - 07/21/2021
WADDELL & REED (LANGHORNE PA)
NA
04/24/1997 - 12/15/1997
ATLANTIC PACIFIC FINANCIAL, INC.
NJ
03/14/1994 - 01/31/1997
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NY
11/06/1992 - 01/25/1994
SAPERSTON FINANCIAL INC. (BUFFALO NY)
NY
05/07/1992 - 10/06/1992
MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)
NA
01/24/1991 - 03/19/1992
VANTAGE SECURITIES, INC.
NA
03/14/1990 - 12/03/1990
V P SECURITIES, INC.
NJ
03/30/1987 - 02/10/1990
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NA
02/22/1987 - 03/07/1987
J. T. MORAN & CO., INC.
NA
07/24/1985 - 02/09/1987
HOMESTEAD SECURITIES, INC.
NA
03/20/1984 - 06/27/1985
KOBRIN SECURITIES, INC.
IA
Issued 10/10/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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