Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Kaipokeaunoholani Elia is a financial advisor with over 19 years of experience in the financial services industry. Ronald is registered with Fidelity Personal and Workplace Advisors and has previously worked at Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC. Ronald is a Series 6, 7, 10, 63 and 66 licensed professional and holds a Series 4 license. Ronald provides financial planning, portfolio management and other advisory services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
12/10/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
CO
10/16/2012 - 06/25/2013
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
OR
03/22/2005 - 09/14/2012
FIDELITY BROKERAGE SERVICES LLC (PORTLAND OR)
CA
06/13/2003 - 12/09/2004
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
BOTH
Issued 07/20/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/20/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/12/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/31/2006
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/12/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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