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Ronald K Jones

Bofa Securities, Inc.

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About Ronald K Jones

Ronald K Jones is an experienced financial professional with over two decades of industry experience. Ronald has been registered with Bofa Securities, Inc. since May 2019 and previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ronald has a broad range of experience in the securities industry, having previously held roles at White Pacific Securities, Inc., Blaylock Robert Van, LLC, and SBK-Brooks Investment Corp. Ronald holds a Series 63, Series 7 and Series 62 license.

Firm Information

Ronald Jones is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Ronald Jones’s Registration & Firm History

CA

05/10/2019 - Present

Bofa Securities, Inc. (LOS ANGELES CA)

CA

02/21/2017 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)

CA

11/05/2011 - 03/16/2012

WHITE PACIFIC SECURITIES, INC. (SAN FRANCISCO CA)

CA

10/14/2009 - 01/19/2011

BLAYLOCK ROBERT VAN, LLC (OAKLAND CA)

OH

12/09/2002 - 08/24/2009

SBK-BROOKS INVESTMENT CORP. (CLEVELAND OH)

NA

04/20/1992 - 09/24/1992

CHADWICK SECURITIES, INC.

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Licenses & Designations

BC

Issued 03/07/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/21/2017

Series 7 - General Securities Representative Examination

BC

Issued 04/15/1992

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ronald K Jones.
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