Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald K. Hopkins is a financial advisor with Raymond James & Associates, Inc. based in Philadelphia, Pennsylvania. Ronald has over 27 years of experience in the financial services industry. Ronald holds Series 7, 9, 10, 63, and SIE licenses. Ronald is registered to offer securities in 53 states and the District of Columbia. Ronald is affiliated with Raymond James & Associates, Inc. for over 5 years, previously working at DEUTSCHE BANK SECURITIES INC. for over 15 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/06/2016 - Present
Raymond James & Associates, Inc. (PHILADELPHIA PA)
PA
01/13/2001 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (PHILADELPHIA PA)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
01/17/1996 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
06/07/1994 - 01/17/1996
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 11/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/13/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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