Unclaimed
Ronald Tarantino is a financial advisor with over 18 years of experience in the financial services industry. He is currently registered with Apollo Global Securities, LLC in New York, NY. Ronald has a strong background in investment banking and securities trading. He holds the Series 7, 24, 63, 79TO, and SIE licenses. Ronald has worked with several notable firms throughout his career, including Credit Suisse Securities (USA) LLC, Barclays Capital Inc., and Goldman, Sachs & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
05/31/2011 - 02/15/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
12/09/2009 - 06/23/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/16/2007 - 06/17/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
09/24/2004 - 04/13/2007
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 09/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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