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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Joseph Rowan is a financial advisor with over 27 years of experience in the financial services industry. Ronald is currently registered with Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. in Florida. Ronald's previous experience includes roles with T. Rowe Price Investment Services, Inc., Charles Schwab & Co., Inc., Copeland Equities, Inc., Dean Witter Reynolds Inc., Smith Barney Shearson Inc., Lehman Brothers Inc., and First Investors Corporation. Ronald holds several industry licenses, including Series 4, 7, 8, 24, 31, 52, 53, 63, 65, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/23/2020 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
08/22/2005 - 08/13/2018
T. ROWE PRICE INVESTMENT SERVICES, INC. (TAMPA FL)
TX
05/02/1996 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NJ
05/04/1995 - 02/22/1996
COPELAND EQUITIES, INC. (SOMERSET NJ)
NY
05/18/1994 - 12/05/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
07/31/1993 - 02/24/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
08/04/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
09/06/1988 - 07/22/1989
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 10/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/12/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/2012
Series 4 - Registered Options Principal Examination
BC
Issued 02/25/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/12/2007
Series 24 - General Securities Principal Examination
BC
Issued 12/13/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/07/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 09/02/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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