Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Joseph Pompei is a financial professional with over 37 years of experience in the financial services industry. Ronald has a wide range of experience, having worked with several firms such as Crown Capital Securities, L.P., Mutual Service Corporation, Titan/Value Equities Group, Inc., and Jonathan Alan & Co., Inc. Ronald is currently registered with LPL Financial LLC and is a Certified Financial Planner. Ronald specializes in providing financial planning, investment management, and consulting services to a wide range of clients, including individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/01/2024 - Present
LPL Financial LLC (TARRYTOWN NY)
NY
12/13/2002 - 05/01/2024
CROWN CAPITAL SECURITIES, L.P. (TARRYTOWN NY)
MA
03/31/1999 - 12/31/2002
MUTUAL SERVICE CORPORATION (BOSTON MA)
CA
11/26/1990 - 03/31/1999
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
CA
05/18/1990 - 10/24/1990
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
NA
12/13/1985 - 05/18/1990
JONATHAN ALAN & CO., INC.
BC
Issued 01/15/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
BC
Issued 05/01/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/12/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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