Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Mercado is a financial advisor with Wells Fargo Clearing Services, LLC and has been in the industry since August 5, 1999. Ronald has a wide range of experience in the financial services industry, having previously worked at firms such as WELLS FARGO INVESTMENTS, LLC, DEUTSCHE BANK SECURITIES INC., and SCUDDER INVESTOR SERVICES, INC.. Ronald holds the Series 3, 7, 63, and 65 licenses, as well as the SIE designation. Ronald is also a Chartered Financial Analyst (CFA). Ronald specializes in providing investment consulting services to institutional clients, as well as financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/05/2015 - Present
Wells Fargo Clearing Services, LLC (BEVERLY HILLS CA)
CA
02/29/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (BEVERLY HILLS CA)
CA
10/21/2003 - 03/20/2008
DEUTSCHE BANK SECURITIES INC. (LOS ANGELES CA)
NY
06/06/2000 - 10/21/2003
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
NA
08/21/1984 - 06/21/1985
CAPITAL INSTITUTIONAL SERVICES, INC.
IA
Issued 09/11/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2000
Series 3 - National Commodity Futures Examination
BC
Issued 06/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ronald Mercado is the right advisor for you? Invested Better is here to help.
