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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Joseph Harpootlian is an active investment advisor representative at Osaic Wealth, Inc. Ronald has been in the financial services industry since January 17, 2000, and is registered in California. Ronald has experience with a variety of financial products and services, including securities, investment advisory, and retirement planning. Ronald has worked for several firms over the course of his career, including FSC Securities Corporation and QA3 Financial Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/13/2024 - Present
Osaic Wealth, Inc. (DANA POINT CA)
CA
02/08/2011 - 11/03/2023
FSC SECURITIES CORPORATION (SAN DIEGO CA)
CA
12/18/2008 - 02/11/2011
QA3 FINANCIAL CORP. (SAN DIEGO CA)
CA
05/25/2007 - 12/02/2008
SECURITIES SERVICE NETWORK, INC. (SAN DIEGO CA)
NY
01/14/1998 - 05/20/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 02/26/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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