Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Jon Stutman is a financial advisor who has been in the industry since 1983. He is currently registered with Wells Fargo Clearing Services, LLC in Pennsylvania and Texas. Ronald holds Series 3, 7, 9, 10, 63, and 66 licenses and is also a Certified Financial Planner. Ronald has held previous positions with IFMG Securities, Inc., Gruntal & Co., L.L.C., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ronald specializes in providing financial planning, portfolio management, and investment consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
12/22/2017 - Present
Wells Fargo Clearing Services, LLC (LEVITTOWN PA)
NY
05/22/2001 - 06/19/2002
IFMG SECURITIES, INC. (PURCHASE NY)
NY
02/22/1985 - 05/21/2001
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NA
07/30/1984 - 01/18/1985
HERZFELD & STERN INC.
NA
03/22/1983 - 06/29/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 12/22/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/05/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2000
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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