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Ronald John Worobel

Jefferies LLC

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About Ronald John Worobel

Ronald John Worobel is a financial professional with over 30 years of experience in the industry. Ronald is currently registered with Jefferies LLC, a brokerage firm headquartered in New York City. Prior to joining Jefferies, Ronald worked at several other financial institutions, including Citigroup Global Markets, Barclays Capital, and Lehman Brothers. Ronald is a licensed Series 7, 24, 55, 57TO, and 63 representative. Ronald is also registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).

Firm Information

Ronald Worobel is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronald Worobel’s Registration & Firm History

NJ

05/29/2013 - Present

Jefferies LLC (RED BANK NJ)

NY

01/04/2010 - 06/03/2013

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

09/22/2008 - 12/10/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

03/17/2006 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

08/20/2004 - 02/27/2006

BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)

NY

08/29/2002 - 08/20/2004

ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)

NY

04/01/2002 - 08/26/2002

FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)

NY

02/19/1993 - 04/15/2002

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NA

09/24/1991 - 04/03/1992

ALEX. BROWN & SONS INCORPORATED

NY

02/16/1990 - 09/04/1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/06/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2000

Series 3 - National Commodity Futures Examination

BC

Issued 04/27/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/10/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ronald John Worobel.
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