Unclaimed
Ronald John Worobel is a financial professional with over 30 years of experience in the industry. Ronald is currently registered with Jefferies LLC, a brokerage firm headquartered in New York City. Prior to joining Jefferies, Ronald worked at several other financial institutions, including Citigroup Global Markets, Barclays Capital, and Lehman Brothers. Ronald is a licensed Series 7, 24, 55, 57TO, and 63 representative. Ronald is also registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/29/2013 - Present
Jefferies LLC (RED BANK NJ)
NY
01/04/2010 - 06/03/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/22/2008 - 12/10/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/17/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/20/2004 - 02/27/2006
BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)
NY
08/29/2002 - 08/20/2004
ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)
NY
04/01/2002 - 08/26/2002
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
02/19/1993 - 04/15/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NA
09/24/1991 - 04/03/1992
ALEX. BROWN & SONS INCORPORATED
NY
02/16/1990 - 09/04/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 11/06/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2000
Series 3 - National Commodity Futures Examination
BC
Issued 04/27/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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