Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Lumley is a financial advisor who has been in the industry for over 30 years. He specializes in helping individuals and families plan for their financial future, including retirement planning, investment management, and college savings. Ronald is a Certified Financial Planner and a Chartered Financial Consultant. He is currently registered with Truvestments Capital LLC. Ronald has previously been associated with a number of other firms, including Raymond James Financial Services, Inc., Raymond James & Associates, Inc., and Charles Schwab & Co., Inc. He is active in the community and is a member of the Sarasota Chamber of Commerce.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
01/01/2025 - Present
Truvestments Capital LLC (SARASOTA FL)
FL
02/10/2009 - 10/01/2020
APW CAPITAL, INC. (Sarasota FL)
FL
02/16/2007 - 01/28/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (SARASOTA FL)
FL
12/02/2005 - 02/20/2007
RAYMOND JAMES & ASSOCIATES, INC. (SARASOTA FL)
TX
12/12/2002 - 12/07/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
10/10/2002 - 11/26/2002
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CO
04/09/2002 - 10/10/2002
THE LEADERS GROUP, INC. (LITTLETON CO)
PA
06/25/2001 - 04/09/2002
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
OH
10/04/2000 - 05/09/2001
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
11/22/1999 - 12/31/2000
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
FL
02/13/1997 - 11/16/1999
INTERSECURITIES, INC. (ST. PETERSBURG FL)
FL
04/12/1995 - 09/05/1995
EXECUTIVE SECURITIES, INC (SARASOTA FL)
NC
10/29/1991 - 03/10/1995
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
05/13/1991 - 10/31/1991
SOUTHEAST BANK BROKERAGE SERVICE, INC.
MN
02/02/1990 - 04/25/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/02/1990 - 04/25/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
08/25/1987 - 01/16/1990
WATSON FINANCIAL SERVICES CORPORATION
NA
05/21/1987 - 07/23/1987
LIBERTY SECURITIES CORPORATION
BC
Issued 11/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
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