Unclaimed
Ronald John Kapraun is a financial advisor with Cetera Investment Advisers LLC. Ronald has been in the financial services industry since 1989, providing financial advice to individuals and businesses. Ronald is also a partner at Martingale Investment Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
06/29/2023 - Present
Cetera Investment Advisers LLC (Schaumburg IL)
IL
11/01/2007 - 11/30/2021
RAYMOND JAMES & ASSOCIATES, INC. (SCHAUMBURG IL)
IL
03/31/1994 - 11/05/2007
A. G. EDWARDS & SONS, INC. (HANOVER PARK IL)
MO
12/19/1989 - 04/15/1994
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BC
Issued 01/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/23/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2003
Series 3 - National Commodity Futures Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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