Unclaimed
Ronald Kapraun is a financial professional with over 30 years of experience in the industry. Ronald has been registered with Cetera Investment Advisers LLC since June 2023. Previously, Ronald was associated with Raymond James & Associates, Inc. from 2007 to 2021. Ronald holds Series 3, 7, 9, 10, and 63 licenses. Ronald provides financial services to individuals and businesses, including investment advisory services, financial planning, and portfolio management. Ronald is also a partner in Kapraun Family Farm, LLC and co-owner of Martingale Investment Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
06/29/2023 - Present
Cetera Investment Advisers LLC (Schaumburg IL)
IL
11/01/2007 - 11/30/2021
RAYMOND JAMES & ASSOCIATES, INC. (SCHAUMBURG IL)
IL
03/31/1994 - 11/05/2007
A. G. EDWARDS & SONS, INC. (HANOVER PARK IL)
MO
12/19/1989 - 04/15/1994
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BC
Issued 1/9/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/1/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 5/23/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/18/2003
Series 3 - National Commodity Futures Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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