Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Garutti is a financial advisor with LPL Financial LLC. Ronald has been working in the financial services industry since 1995 and has held previous positions with CETERA ADVISOR NETWORKS LLC and SECURIAN FINANCIAL SERVICES, INC.. Ronald holds licenses to sell securities in 14 states and holds the Series 6, 7, 24, and 63 licenses as well as the SIE exam. Ronald is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
02/02/2024 - Present
LPL Financial LLC (CLINTON NJ)
NJ
08/10/2023 - 02/08/2024
CETERA ADVISOR NETWORKS LLC (CLINTON NJ)
NJ
06/08/2004 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (CLINTON NJ)
CT
07/17/1995 - 06/16/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
BC
Issued 08/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/14/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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