Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Horowitz is a securities professional with over 30 years of experience in the financial industry. He is currently registered with The Leaders Group, Inc., where he has been employed since February 2013. Ronald has held previous roles at Morgan Stanley, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, May Syndication Group, Inc., Chris Securities Inc., and A. F. Green & Company, Inc. Ronald holds a Series 7, Series 22, and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
02/19/2013 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
06/01/2009 - 02/07/2013
MORGAN STANLEY (PURCHASE NY)
NY
11/15/1996 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/13/1987 - 12/17/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
10/01/1985 - 11/12/1987
MAY SYNDICATION GROUP, INC.
NA
04/01/1987 - 08/18/1987
CHRIS SECURITIES INC.
NA
02/18/1986 - 04/01/1987
A. F. GREEN & COMPANY, INC.
BC
Issued 10/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
BC
Issued 09/30/1985
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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