Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald James Swanson is a financial professional with over 25 years of experience in the financial services industry. Ronald is currently registered with Farmers Financial Solutions, LLC, and has previously held positions with PRUCO SECURITIES, LLC, MUTUAL OF OMAHA INVESTOR SERVICES, INC, METLIFE SECURITIES INC, ALLSTATE FINANCIAL SERVICES, LLC, MML INVESTORS SERVICES, INC, and PRINCOR FINANCIAL SERVICES CORPORATION. Ronald is licensed to sell securities in the state of Texas. Ronald holds several professional designations and has passed a number of industry exams, including the Series 6, 7, 24, 63, and 65 examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/07/2017 - Present
Farmers Financial Solutions, LLC (HOUSTON TX)
TX
05/15/2015 - 07/19/2017
PRUCO SECURITIES, LLC. (HOUSTON TX)
TX
07/08/2014 - 05/22/2015
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (HOUSTON TX)
TX
03/01/2010 - 08/27/2012
METLIFE SECURITIES INC. (SAN ANTONIO TX)
TX
07/28/2009 - 03/05/2010
ALLSTATE FINANCIAL SERVICES, LLC (HOUSTON TX)
TX
06/01/2007 - 05/15/2009
MML INVESTORS SERVICES, INC. (HOUSTON TX)
CA
01/20/2005 - 04/30/2007
FARMERS FINANCIAL SOLUTIONS, LLC (IRVINE CA)
IA
04/03/1998 - 12/14/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
MA
09/28/1992 - 01/27/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 06/24/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1993
Series 7 - General Securities Representative Examination
BC
Issued 09/25/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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