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Ronald James Shortenhaus

Metlife Investments Securities, LLC

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About Ronald James Shortenhaus

Ronald James Shortenhaus is a financial professional with over 20 years of experience in the industry. Ronald is currently registered with Metlife Investments Securities, LLC. Prior to this, Ronald held positions at Touchstone Securities, Inc., Foreside Fund Services, LLC, Transamerica Financial Advisors, Inc, Athene Securities, LLC, Broker Dealer Financial Services Corp., Amcore Investment Services, Inc, and IMG Financial Services, Inc.. Ronald has a strong track record of success in providing financial advice and investment management services to clients.

Firm Information

Ronald Shortenhaus is currently registered with Metlife Investments Securities, LLC. Metlife Investments Securities, LLC is a Limited Liability Company formed on August 31, 2016. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ronald Shortenhaus’s Registration & Firm History

NJ

01/10/2022 - Present

Metlife Investments Securities, LLC (WHIPPANY NJ)

OH

06/04/2018 - 12/20/2021

TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)

ME

09/09/2016 - 05/07/2018

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

FL

04/07/2016 - 09/06/2016

TRANSAMERICA FINANCIAL ADVISORS, INC (ST PETERSBURG FL)

IA

05/04/2009 - 02/18/2015

ATHENE SECURITIES, LLC (WEST DES MOINES IA)

IA

12/19/2007 - 10/02/2008

BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)

IL

09/30/1998 - 01/12/2006

AMCORE INVESTMENT SERVICES, INC (ROCKFORD IL)

NA

09/30/1997 - 09/30/1998

IMG FINANCIAL SERVICES, INC.

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Licenses & Designations

BC

Issued 08/29/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/2000

Series 7 - General Securities Representative Examination

BC

Issued 09/29/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronald James Shortenhaus.
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