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Ronald James Pirro

B. Riley Wealth Advisors, Inc.

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About Ronald James Pirro

Ronald Pirro has been in the financial services industry since November 1989. Ronald is currently registered with B. Riley Wealth Advisors, Inc. as a Registered Representative (RR) and Investment Advisor Representative (IAR). Ronald has previously been employed at a number of firms, including Capital Securities of America, Inc., Advest, Inc., Fifth Third/The Ohio Company, Ohio Savings Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Edward D. Jones & Co., L.P. Ronald is a Series 7, Series 63, and Series 65 licensed individual. Ronald also holds the Securities Industry Essentials (SIE) exam. Ronald holds registrations in 12 states.

Firm Information

Ronald Pirro is currently registered with B. Riley Wealth Advisors, Inc.. B. Riley Wealth Advisors, Inc. is a financial advisory firm with approximately $7.64 billion in regulatory assets under management. The firm offers financial planning, pension consulting, and educational seminars, and it provides portfolio management for individuals, businesses, and other investment advisers. The firm serves a variety of client types, including high-net-worth individuals, corporations, and pension and profit-sharing plans. B. Riley Wealth Advisors, Inc. is headquartered in Memphis, Tennessee.
B. Riley Wealth Advisors, Inc.

40 S. MAIN ST.

MEMPHIS, TN 38103

$7.65B

Assets Under Management

40

Total Clients

338

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ronald Pirro’s Registration & Firm History

OH

08/29/2022 - Present

B. Riley Wealth Advisors, Inc. (Mayfield Heights OH)

OH

11/11/2005 - 03/01/2007

CAPITAL SECURITIES OF AMERICA, INC. (MAYFIELD HEIGHTS OH)

CT

10/23/1998 - 12/09/2005

ADVEST, INC. (HARTFORD CT)

OH

04/18/1994 - 10/30/1998

FIFTH THIRD/THE OHIO COMPANY (CINCINNATI OH)

OH

01/22/1994 - 02/23/1994

OHIO SAVINGS SECURITIES, INC. (CLEVELAND OH)

NY

07/22/1992 - 10/13/1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MO

04/24/1991 - 03/04/1992

EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)

MO

07/20/1988 - 10/02/1990

EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 08/07/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/05/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronald James Pirro.
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