Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald James Molinari is a financial advisor at UBS Financial Services Inc. Ronald has been working in the financial industry since December 23, 1981. Ronald has been registered with UBS Financial Services Inc. since February 2009. Prior to joining UBS Financial Services Inc. Ronald worked at CITIGROUP GLOBAL MARKETS INC. and LEHMAN BROTHERS INC. Ronald is licensed to sell securities in 28 states including New York, Texas and Florida. Ronald holds Series 7, Series 31, Series 5 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
06/15/2009 - Present
UBS Financial Services Inc. (SYRACUSE NY)
NY
07/31/1993 - 03/23/2009
CITIGROUP GLOBAL MARKETS INC. (SYRACUSE NY)
NY
12/24/1981 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 06/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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