Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Duswalt is a financial advisor with over 35 years of experience in the financial services industry. Ronald is registered with Hornor, Townsend & Kent, LLC, a firm with a strong reputation for providing comprehensive financial advice. Ronald holds several professional designations including Certified Financial Planner and Chartered Financial Consultant, demonstrating a commitment to ongoing professional development. Ronald's experience and qualifications enable him to provide a wide range of financial services to both individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
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2
NY
03/19/2021 - Present
Hornor, Townsend & Kent, LLC (NEW YORK NY)
NY
02/06/1989 - 06/17/2003
AXA ADVISORS, LLC (NEW YORK NY)
NY
02/06/1989 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
10/19/1987 - 12/13/1988
EQUICO SECURITIES, INC.
NA
10/19/1987 - 12/13/1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
NA
01/29/1987 - 09/29/1987
G. K. SCOTT & CO., INC.
NA
02/19/1986 - 02/13/1987
INDIVIDUAL'S SECURITIES LTD.
IA
Issued 07/31/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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