Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronald? Claim Your ProfileRonald Briggs is a registered representative with Next Financial Group, Inc. Ronald has been in the securities industry since October 22, 1988. Ronald's experience includes work with Main Street Management Company, Morgan Stanley DW Inc., Prudential-Bache Securities Inc., NYLIFE Securities Inc., and Shearson Lehman Hutton Inc.. Ronald is licensed to provide investment advice in California, Connecticut, Florida, Massachusetts, New York, Rhode Island, and Texas. Ronald provides financial planning, pension consulting, and educational seminars to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
MA
12/22/2023 - Present
Next Financial Group, Inc. (EAST LONGMEADOW MA)
MA
04/03/2003 - 05/24/2004
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
NY
05/10/1990 - 12/02/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
04/24/1989 - 04/04/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
02/02/1989 - 05/11/1989
NYLIFE SECURITIES INC.
NA
11/25/1987 - 08/08/1988
SHEARSON LEHMAN HUTTON INC.
IA
Issued 06/05/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1987
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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